Financial Regulation Defense
From licensing and examination by the FSC and FSS to regulatory sanctions defense,
we provide expert advisory and response across all areas of financial regulation.
Overview
The financial regulation practice covers compliance with financial laws including the Banking Act, Capital Markets Act, Insurance Business Act, Specialized Credit Finance Business Act, and Electronic Financial Transactions Act, as well as licensing by the Financial Services Commission (FSC) and Financial Supervisory Service (FSS), examination defense, and sanctions appeals. The digital transformation of the financial industry has also driven rapid expansion of new regulations covering fintech and virtual assets.
PYEONG AN's team, combining specialists with FSS examination experience and financial law attorneys, provides comprehensive financial regulatory advisory including financial business licensing acquisition and modification, financial examination defense, sanctions appeal, Financial Consumer Protection Act compliance, and internal control framework development.
Key Practice Areas
- Financial business license acquisition, modification, and renewal representation
- FSS examination defense and corrective order compliance advisory
- FSC/FSS sanctions appeal (administrative appeal and litigation)
- Capital Markets Act, Banking Act, and Insurance Business Act compliance advisory
- Financial Consumer Protection Act compliance and internal control framework development
- Fintech and electronic finance licensing and regulatory advisory